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30th April 2015
International Adviser

Positive change: Three weeks in Asia with TAM Asset Management

With Asia currently experiencing a regulatory overhaul, Lester Petch, chief executive at private wealth management firm Tam Asset Management, visited the region to see how its advisory markets have been affected.

In Hong Kong, the GN15 regulations introduced in January by the jurisdiction’s Securities & Futures Commission banned the upfront payment of indemnity commission, with a view to exchanging inappropriate investment-linked assurance scheme sales for long-term client relationships.

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