Robust governance and regulatory oversight sit at the core of how TAM Asset Management International operates. We are authorised and regulated in multiple jurisdictions and adhere to internationally recognised standards of compliance, risk management, and client protection.
This page provides transparency around our regulatory status, legal framework, and key governance policies. It is intended primarily for financial advisers, trustees, pension providers, and other professional counterparties.
On this page
TAM Asset Management International is authorised and regulated by the Financial Services Commission (FSC) of Mauritius as an Investment Adviser and Discretionary Portfolio Manager.
In addition, TAM Asset Management International is registered in South Africa as a Financial Services Provider (FSP) under the Financial Legal, Regulatory & GovernanceAdvisory and Intermediary Services Act (FAIS), licensed to provide intermediary services only.
TAM Asset Management International does not provide financial advice in South Africa. Financial advice to South African clients is provided by appropriately authorised third party advisers, where required.
Discretionary portfolio management services are provided under our Mauritius regulatory authorisation and may be made available to clients in multiple jurisdictions, subject to applicable regulatory and contractual arrangements.
PDF links
→ Download FAIS Upfront Disclosure Form (PDF).
Strong governance and effective oversight are central to how TAM Asset Management International operates.
The business is overseen by senior management, with clear lines of responsibility and accountability across investment management, operations, and compliance. Governance arrangements are designed to ensure that regulatory obligations are met, risks are appropriately managed, and client interests are protected at all times.
Risk management and internal controls are embedded within day to day operations and are proportionate to the size, nature, and complexity of the business. Where appropriate, governance arrangements are reviewed to ensure they remain effective as the business and regulatory environment evolve.
Further information regarding our governance framework is available on request.
The Terms of Business set out the basis on which we provide discretionary portfolio management and related investment services to professional clients, advisers, trustees, and institutional counterparties.
The version published on this website is a high-level summary for information purposes only.
Full contractual Terms of Business are issued directly to clients and counterparties as part of the onboarding process and shall prevail in the event of any inconsistency.
→ View Terms of Business summary
We are committed to safeguarding personal data and maintaining confidentiality in line with applicable data protection laws and regulatory requirements.
Our Privacy Policy explains:
• What data we collect
• How data is used and stored
• How data is protected
• Individual rights in relation to personal data
TAM Asset Management International maintains policies and procedures to identify, manage, and where necessary disclose actual or potential conflicts of interest.
The objective of these arrangements is to ensure that clients are treated fairly and that any conflicts are managed in a manner consistent with regulatory requirements and the firm’s duty to act in the best interests of clients.
Where a conflict cannot be adequately managed through internal controls, it is disclosed in a timely and appropriate manner. Further information regarding our conflicts of interest arrangements is available on request.
TAM Asset Management International is committed to acting with integrity and to treating clients fairly.
This principle underpins how we structure our services, manage conflicts of interest, assess and manage risk, and meet our regulatory obligations. We seek to ensure that clients are treated consistently and transparently, and that their interests are appropriately considered throughout the delivery of our services.
Arrangements supporting the fair treatment of clients are embedded within our governance, compliance, and risk management framework and are applied in a manner proportionate to the nature of the business.
We take client complaints seriously and aim to resolve any concerns fairly, promptly, and transparently.
Our Complaints Handling Procedure outlines:
• How complaints may be submitted
• How they are investigated
• Expected response times
• Escalation routes where applicable
→ View Complaints Handling Procedure
TAM Asset Management International operates a risk based framework designed to prevent money laundering, terrorist financing, and other forms of financial crime.
The framework includes client due diligence, ongoing monitoring, and internal controls aligned with applicable regulatory requirements. These measures are proportionate to the nature of the firm’s activities and are reviewed periodically to ensure continued effectiveness.
Detailed AML and financial crime policies and procedures are maintained internally and are made available to regulators and professional counterparties on request.
TAM Asset Management International maintains arrangements to identify, assess, and manage the key risks associated with its business.
Risk management and internal controls are embedded within day to day operations and are proportionate to the size, nature, and complexity of the firm’s activities. These arrangements support the effective management of operational, investment, and regulatory risks.
The firm also maintains business continuity arrangements designed to support the ongoing delivery of services in the event of disruption. These arrangements are reviewed periodically to ensure they remain appropriate and effective.
Further information regarding risk management and business continuity arrangements is available on request.
TAM Asset Management International provides discretionary investment management services to professional clients and through financial advisers.
The value of investments and any income derived from them can go down as well as up, and investors may not get back the amount originally invested. Past performance is not a reliable indicator of future results.
Investment outcomes will vary depending on market conditions, asset allocation, and individual portfolio circumstances. Nothing on this website should be regarded as investment advice or a recommendation to buy or sell any investment.
If you require further regulatory information, confirmation of authorisation, or copies of specific policies not published on this site, please contact our compliance team.
Email: compliance@tamint.com